The SEC will continue to bring its considerable resources to bear to address ESG-related matters, misconduct in the digital asset markets, cybersecurity, insider trading and other regulatory.
The U.S. Securities and Exchange Commission (“SEC” or “Commission”) is advancing a novel insider trading theory known as “shadow trading.” See Mihir N. Mehta, David M. Reeb, and Wanli.
On May 12, 2022, senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC) shared the stage with SEC alumni, private practitioners, and other.
In January 2022, a federal district court denied a motion to dismiss a novel insider trading enforcement action brought by the U.S. Securities and Exchange Commission based upon a.