NFA Institutes New Operational Requirements for Members; Registered CPOs and CTAs Need to Take Action in Q3 and Q4 2021 | Dechert LLP
To embed, copy and paste the code into your website or blog: The National Futures Association has adopted two new operational requirements that will affect (among others) registered commodity pool operators and commodity trading advisors. Under new NFA Compliance Rule 2-50, as of June 30, 2021, registered CPOs will be required to file a notice with the NFA when a market or other significant adverse event affects a commodity pool’s ability to fulfil its financial obligations to commodity pool...
National Futures Association Party Service Providers Investment Advisers Act Regarding Registered Event Notice Supervisory Framework
Source: jdsupra.com