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The Maryland Rules Committee Has Recommended Several Discovery Amendments | EDRM - Electronic Discovery Reference Model

The Maryland Standing Committee on Rules of Practice & Procedure (“Rules Committee”) met on May 19, 2023, and recommended a number of changes to the Maryland Rules.  This blog is...
United States Kaylee Walstad Michael Berman Supreme Court Maryland Rules Committee American Bar Association Model Rules Of Professional

SEC Withdraws M&A Brokers No-Action Letter, Forcing Financial Advisers To Larger Private Companies To Register As Broker-Dealers - Securities

Nearly a decade ago, the SEC Staff issued a no-action letter that enabled investment bankers who limit their services to M&A transactions involving private companies to avoid broker-dealer registration with the SEC.
New York United States Securities Exchange Securities Administrators Association New York Times Brokers No Action Letter
Source: mondaq.com

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SEC Withdraws M&A Brokers No-Action Letter, Forcing Financial Advisers to Larger Private Companies to Register as Broker-Dealers | Morrison & Foerster LLP

Nearly a decade ago, the SEC Staff issued a no-action letter that enabled investment bankers who limit their services to M&A transactions involving private companies to avoid...
United States New York American Securities Administrators Association Morrison Foerster Morrison Foerster Llp Securities Exchange

Living and Working in Multiple Jurisdictions? Consider Which Ethical Rules Apply | Schwabe, Williamson & Wyatt PC

A lurking issue for lawyers who live and/or work in multiple jurisdictions is which ethics rules apply to their conduct. A lawyer who lives, works, and serves clients whose interests...
United States American Bar Association Standing Committee On Ethics Professional Conduct American Bar Association Standing Committee Professional Responsibility Formal Opinion

The Recent ABA Opinion Provides Ethical Guidance to Attorneys

Standing Committee on Ethics and Professional Responsibility of the American Bar Association published a formal opinion advising attorneys to refrain generally from including clients on emails and texts sent to opposing counsel. ABA Model Rule 4.2 affecting communication
Responsibility Of The American Bar Association Standing Committee On Ethics Standing Committee Professional Responsibility American Bar Association Model Rule

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