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More RIAs using retainer, flat fees over AUM charges

Michigan association offers restaurants alcohol service training amid holiday rush

Restaurant operators will have the opportunity to participate in an alcohol service awareness program.

COMPLY RANKED NO. 2,095 ON INC. 5000 LIST OF FASTEST-GROWING COMPANIES

/PRNewswire/ -- COMPLY, the global market leader of compliance software, consulting and education resources for the financial services sector, today announced...

Investment Adviser Association reports financial advisor numbers rise

Number of investment advisors hits record high

The number of investment advisors hit a record high in 2022, as did total employment in the sector, while assets under management declined.

IAA AND COMPLY INVESTMENT ADVISER INDUSTRY SNAPSHOT FINDS RECORD NUMBER OF ADVISERS AND STAFF SUPPORTING SECTOR

RIA Assets Fall for the First Time Since 2008

Also, there was more demand for asset management services in 2022, while interest in financial planning dropped, according to a new study.

IAA AND COMPLY INVESTMENT ADVISER INDUSTRY SNAPSHOT FINDS RECORD NUMBER OF ADVISERS AND STAFF SUPPORTING SECTOR

IAA AND COMPLY INVESTMENT ADVISER INDUSTRY SNAPSHOT FINDS RECORD NUMBER OF ADVISERS AND STAFF SUPPORTING SECTOR

COMPLY publishes 2023 CCO Playbook for UK-based financial firms

Annual guide outlines 2023 regulatory expectations, discusses FCA multi-year strategy and provides analyses of functional strategies to address ev...

COMPLY NAMES MARTECH VETERAN AS CHIEF MARKETING OFFICER IN SUPPORT OF ITS ONGOING GROWTH INITIATIVES

Gayle Nixon to Lead and Develop Key Marketing Strategies for COMPLY and its Portfolio of Offerings, Cementing Place as Market Leader NEW YORK, May 24, 2023 /PRNewswire/ -- COMPLY, the leading