The New SEC Rules And The Landscape Of Private Equity Fees
As firms increasingly prepare for retail flows into alternative investments, private equity fees have once again captured headlines.
Source: forbes.com
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Hedge fund, private equity regulations may be coming
The SEC has proposed rules that would require private funds to disclose more investment information to clients.
Steven Kaplan Bryan Corbett Elizabeth Warren University Of Chicago Exchange Commission National Association Of Private Fund Managers
Source: fortune.com
SEC 10B-5 Insider Trading Requirements for 2023
Securities and Exchange Commission SEC adopted new rules implementing conditions for insiders affirmative defense for Rule 10b5-1 trading plans 10b5-1 plans under Rule 10b-5 of Securities Exchange Act of 1934 requiring issuers to provide periodic report and proxy statement disclosures.
Exchange Commission Securities Exchange Securities Exchange Act Exchange Act Affirmative Defense Cooling Off Periods
Source: natlawreview.com