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Hercules Silver Corp. Announces Brokered Private Placement of up to $5 Million

March 31, 2023
Hercules Silver Corp. is pleased to announce that it has entered into a letter agreement with Canaccord Genuity Corp., as lead agent and bookrunner , on its own behalf and on behalf of a syndicate of agents including Research Capital Corp. in... - Veroeffentlicht am 30.03.2023
United States United Kingdom Company Units Canaccord Genuity Corp Venture Exchange Regulation Services Provider
Source: goldseiten.de

SEC Wants To Expand Custody Rule Scope

March 30, 2023
Securities and Exchange Commission SEC announced proposed overhaul of custody framework for SEC-registered investment advisers. The proposed reforms would amend and redesignate Rule 206(4)-2 under Investment Advisers Act of 1940, as amended, as Rule 223-1 under Advisers Act.
United States Discretionary Authority Of Client Bank Secrecy Signature Bank Discretionary Authority To Trade As Conferring Custody Silicon Valley Bank
Source: natlawreview.com

SEC Proposes Custody Rule Overhaul With Broad Implications for Investment Advisers, Custodians, and Independent Public Accounting Firms | K&L Gates LLP

March 30, 2023
On 15 February 2023, the Securities and Exchange Commission (SEC) announced a proposed overhaul of the custody framework for SEC-registered investment advisers (investment advisers)....
United States Discretionary Authority Signature Bank Kl Gates Discretionary Authority Of Client Public Company Accounting Oversight Board
Source: jdsupra.com

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Goldshore Resources Announces Brokered Private Placement of up to $5 Million

March 24, 2023
Goldshore Resources Inc. , is pleased to announce that it has entered into an agreement with Research Capital Corporation and Eventus Capital Corp., as co-lead agents and joint bookrunners , on their own behalf and on behalf of a syndicate of agents... - Veroeffentlicht am 23.03.2023
British Columbia Moss Lake United States Bretta Richards Goldshoreres Linkedin Research Capital Corporation
Source: goldseiten.de

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