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SEC Division of Examinations Risk Alert: Initial Observations Regarding Advisers Act Marketing Rule Compliance | Dinsmore & Shohl LLP

On April 17, 2024 the Securities and Exchange Commission (“SEC”) Division of Examinations (the “Division”) issued a Risk Alert regarding investment advisers’ compliance with amended...
Dinsmore Shohl Division Of Examinations The Exchange Commission Risk Alert Investment Advisers Act Rule Marketing Rule Items

GCG celebrates excellence in GOCCs at inaugural award ceremony

The Governance Commission for Government-Owned or Controlled Corporations (GCG) was created under Republic Act No. 10149, otherwise known as the “GOCC Governance Act of 2011,” as the central policy-making and regulatory body mandated to safeguard the State’s ownership rights and ensure that the operations of GOCCs are transparent and responsive…
Government Service Insurance System El Salvador Lucasp Bersamin Brian Keithf Hosaka Ferdinand Bongbong Marcos Jr Development Authority

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