Page 2 - Persons Licensed News Today

A general overview of the most noteworthy features of the regulatory framework governing asset management activities in Hong Kong.

This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The Stock Exchange of Hong Kong Limited...

This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The…

New requirements of the Code of Conduct for Persons Licensed by or Registered with the Hong Kong Securities and Futures Commission (SFC) on bookbuilding and placing activities in equity and debt capital market transactions take effect on 5 August 2022.

The Securities and Futures Commission recently issued a consultation paper on proposed enforcement-related amendments to the Securities and Futures Ordinance, the principal legislation...

On April 22, 2022, the Hong Kong Stock Exchange published an information paper (the “Information Paper”) outlining the consequential amendments to the Rules Governing the Listing of...

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<li class="spanHeading"><span>Listing Rule amendments introduced to reflect new requirements of the SFC Code of Conduct regarding the conduct of issuers and intermediaries involved in bookbuilding and placing activities</span></li>
<li class="spanHeading"><span>New requirements resulting from the Rule changes will apply to new applicants and listed issuers submitting or re-filing their listing applications for I...

Hong Kong is a leading international financial centre known for its strategic position as a hub and gateway to Mainland China, as well as for being…

We have compiled the following chronology table which serves as a quick reference point to track the circulars and guidance published by HK financial services regulators in relation to COVID-19. We will update the table regularly. Kindly note that the table is not intended to capture all regulatory...

Hong Kong is an active market for initial public offerings (IPOs) and debt offerings. Bookbuilding and placing activities by intermediaries in equity and debt capital market transactions are substantial but, in contrast to a comprehensive regulatory regime for listing sponsors in the IPO process, we...