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September 19, 2024
Here in lebanon, theres shock at the scale of these attacks and fear about what could be next. Tonight, thousands of israeli troops have been moved from gaza to the north of israel. The White House is warning all sides against any escalation. Also on the programme. Trouble inside the Labour Party as we reveal that Sue Gray the prime Ministers Chief of staff earns more than sir Keir Starmer. A major Drone Strike in russia Ukraines President hails what he calls a very important result on russian t...
April 30, 2024
Many chief compliance officers struggle every year with preparing the annual review required under Advisers Act Rule 206(4)-7. To help you out, hereโs our guide to writing your annual...
February 2, 2024
INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (โSECโ) or at the state...
June 12, 2023
North Dakota Governor Doug Burgum announced his candidacy for the 2024 GOP Presidential nomination on June 7, 2023. His announcement, on the heels of Florida Governor DeSantis' May 24 announcement...
January 26, 2023
INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (โSECโ) or at the state...
October 5, 2022
On Sept. 15, 2022, the U.S. Securities and Exchange Commission ("SEC") settled enforcement actions against four investment advisers for violating Rule 206(4)-5 under the Investment Advisers Act...
April 1, 2022
AJ Schumacher is a Lawyer at Foley & Lardner LLP. AJ's practice focuses on trademark and copyright legal issues.
March 16, 2022
The Municipal Securities Rulemaking Board has closed its second comment period on Rule G-46, collecting three responses.
February 14, 2022
INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (โSECโ) or at the state...