Position Limits News Today

On April 30, 2024 the CFTC finalized amendments to its rules governing reporting requirements for large trader futures and options positions, the latest in a series of changes made...

On 4 December 2023, the Financial Conduct Authority (FCA) published a consultation paper (CP23/27) on reforming the UK commodity derivatives regulatory framework (Framework). CP23/27...

NOTICES Notice No. 20230809-4 Notice Date ...

<p><span>I strongly support issuing the proposal on Large Trader Reporting Requirements.  Large trader reports “effectuate the Commissions market and financial surveillance programs by providing information concerning the size and composition” of Commission regulated markets and the accounts that hold the largest positional exposures.</span><a id="_ftnref1" name="_ftnref1"></a><a href="https://www.cft...

Increase arose from stricter EU rules under which FX exposures qualify as structural hedges

The following discussion should be read in conjunction with the condensed financial statements and the notes thereto of the United States Brent Oil Fund, LP included elsewhere in this quarterly...

Scottish Equity Partners’ Investment Set To Fuel RegTech Revolution With FundApps Date 11/05/2021 Scottish Equity Partners (SEP) has completed a significant growth equity investment in FundApps, one of the worlds most successful Regulatory Technology (RegTech) companies. As the first ever Compliance-as-a-Service (CaaS) business, FundApps has transformed the way investment managers deal with the regulatory burden by combining cloud technology, regulatory expertise, market data and th...

For Investment Advisers On December 18, 2020, the Department of Labor (DOL) adopted Prohibited Transaction Exemption 2020-02 (“PTE 2020-02”), subjecting 401(k) rollover subject to ERISA’s fiduciary rules (sometimes). The exemption, called Improving Investment Advice for Workers and Retirees, expands the definition of fiduciary advice under ERISA to recommendations about rollovers and IRA investments. So now, in addition to best interest, fiduciary and disclosure standards imposed by the ...

Share: SINGAPORE, Dec. 15, 2020 /PRNewswire/ -- Market-leading RegTech provider FundApps announced today that its automated Compliance-as-a-Service Shareholding Disclosure solution has been named The Best Solution - Shareholding & Position Reporting in the Regulation Asia Awards for Excellence 2020.  The virtual awards ceremony of these prestigious awards took place on Tuesday, December 15, to recognise companies that ensure the highest compliance standards are upheld despite an ever-chang...

New rules theyve written. and then take a look at what it is by speculative community. there are regulations moving through position limits which would curb the amount of risks they could take. and that might have an effect. but theres a debate. >> theres good story telling about the personalities involved. the book is "the secret club that runs the world." kate kelly, thank you so much. come back sometime. nice to have you on. up next, carole king has won countless awards for her music. this ...