Page 2 - Position Reporting News Today

The Securities and Exchange Commission announced due to a technological error it is reopening the public comment periods for 11 rulemaking releases. The comment periods will be reopened October 7th. Some comments submitted through the SEC’s comment form were not received.

On October 7, 2022, the Securities and Exchange Commission (the “SEC”) announced that, due to a technological error, it was reopening the public…

On October 7, 2022, the U.S. Securities and Exchange Commission (SEC) announced that it will reopen the public comment periods for 11 rulemaking releases and one request for comment due...

Commenters on any of these files are advised to check the relevant comment file on SEC.gov to see if their comment was received and posted.

U.S. Department of the Treasury- Treasury's Federal Insurance Office Releases Annual Report on the Insurance Industry and Request for Information on Potential Federal Insurance...

/PRNewswire/ -- Final days to register for the "Regulatory Reporting for EMIR, MIFIR and SFTR" training course that has been added to ResearchAndMarkets.coms...

Radio Industry News, Jobs & Ratings

On February 10, 2022, the U.S. Securities and Exchange Commission (“SEC”) proposed amendments designed to modernize the rules governing beneficial ownership reporting. Section 13 of the...

Compliance Today (May 2022) - Would a law that makes it illegal to mislead the chief compliance officer (CCO) help or hinder the mission of the compliance function? We...

A recent decision by the SEC will promote transparency as its cure for misuse of derivatives. Market participants are concerned that transparency will enable those who might manipulate markets by letting them know the positions and strategies of market participants.