With the growing use of artificial intelligence (AI) in financial markets, broker-dealers and investment advisers need to pay attention to the risks posed by AI on firms’ compliance.
AI Risks in Financial Markets and SEC Oversight natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.
AI and the SEC: 6 Steps to Get Ahead of the AI Rule etftrends.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from etftrends.com Daily Mail and Mail on Sunday newspapers.
On Monday, October 16, the Securities and Exchange Commission’s (“SEC”) Division of Examinations (“Division”) “released its 2024 examination priorities to inform investors and.
SEC Chairman Gary Gensler says it is “nearly unavoidable” AI will cause a financial crisis in the next decade. But will technology inevitably lead to booms and busts? Don’t be so sure.