vimarsana.com

Latest Breaking News On - Priorities report - Page 5 : vimarsana.com

SEC Exam Priorities for 2023 | Oberheiden P.C.

Find Out What Companies and Investment Firms Need to Know about the SEC’s Exam Priorities for 2023 - Each year, the U.S. Securities and Exchange Commission (SEC).

Investment company examination programExchange commissionExchange examination programHow can companiesHow important is it for companiesCommission significant focus areasOut what companiesInvestment firms needPriorities reportFiscal yearLast yearFocus areasSignificant focus areasBest interestOperational resiliencyDigital assets

Recent SEC Enforcement Actions Highlight SEC Focus on Adviser Fiduciary Duty When Recommending and Reviewing Account Types | Dechert LLP

The Securities and Exchange Commission recently brought two enforcement actions that highlight the SEC’s focus on the investment adviser fiduciary duties, particularly as applied to.

Dechert onpointDivision of examinationsMatter of waddell reedMatter of kovack advisors incWaddell reed incExchange commissionDivision of examinationDivision of examination marKovack advisors incInvestment advisers actAdvisers actStaff bulletinExamination prioritiesFiduciary interpretationRegulation bestFocus areas

4 strategy game-changers for finding cybersecurity talent

Some CISOs are shaking up their staffing plans to address the challenges of recruiting, hiring and retaining cybersecurity workers – and finding success in their moves.

United statesAmericaDave stirlingIsabelle hertantoJonathan fowlerTravis gibsonJoanna burkeyLinkedinGibsonFlatiron schoolTech research groupDeloitteZions bancorporationGlobal updateWorkforce effortsLamont orange

WC Community Safety MEC Allen wants SAPS devolved into provincial hands

Africa Melane speaks to Western Cape Community Safety and Police Oversight MEC Reagen Allen on the safety strategy in place for the Western Cape.

South africaPretoriaGautengSouth africanAfrica melaneReagen allenAfrican police servicePolice oversightCape community safetyAfrican police service sapsWestern cape community safetySouth african police servicePolicing needsPriorities reportWestern capeSouth african police service saps

Notable SEC Decisions: 2022 H1 | Patterson Belknap Webb & Tyler LLP

Notable SEC Decisions: 2022 H1 | Patterson Belknap Webb & Tyler LLP
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

United statesWashingtonKristina littmanSteven peikinElizabeth holmesCentury group incCentury grp incEnforcement division crypto assetsDivision of examinationsDepartment of defenseDivision of enforcement crypto assetsCentury groupAgency enforcement divisionExchange commissionSecond circuit courtNvidia

vimarsana © 2020. All Rights Reserved.