The final rules go into effect 60 days after their date of publication in the Federal Register February 27, 2023. After such date, any new or amended Rule 10b5-1 trading plan must comply with the requirements of the final rules.
Overview of SEC Final Rules on Rule 10b5-1 Trading Plans - On December 14, 2022, the U.S. Securities and Exchange Commission (“SEC”) unanimously adopted final rules.