Mississippi Sends IARs Back to School; IARD and CRD Renewal Season Starts; and Regulators Provide Tips on Vendor Due Diligence; Regulatory Update for October 2021 | Foreside
For Investment Advisors - Mississippi Adopts Model Rule for investment adviser representative (IAR) Continuing Education. In November 2020, the North American Securities...
United States Jaqueline Hummel Rochelle Truzzi Renewal Program Party Service Providers American Securities Administrators Association
Source: jdsupra.com