Just Off-Target: FINRA Proposal on Projections and Targeted Returns | Dechert LLP
The Proposed Amendments would permit FINRA members to include targeted returns or projected performance solely if the communication is either: (i) an “institutional communication” as...
Yukako Kawata Dec Edwardp Macdonald Investment Company Hartford Funds Distributors Exchange Commission Efficiencies For Fund Managers In Most
Source: jdsupra.com