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December 24, 2021
On November 17, 2021, the Securities and Exchange Commission (SEC) proposed amendments to its rules governing proxy solicitations. The proposals seek to address concerns...
December 21, 2021
On November 17, 2021, the Securities and Exchange Commission (SEC) proposed amendments to its rules governing proxy solicitations. The proposals seek to address concerns by investors...
December 15, 2021
The following summarizes a number of recent legal developments of note affecting the mutual fund/investment management industry...
November 23, 2021
On November 17, 2021, the Securities and Exchange Commission (the "SEC" or the "Commission") voted 3-2 to propose amendments to the rules governing proxy voting advice that were enacted last year.
November 19, 2021
In a move we expect will pave the road for an increase in proxy contests, on November 17, 2021, the Securities and Exchange Commission adopted new Rule 14a-19 and amendments to existing...
June 1, 2021
<p><span>In September 2019, the Commission issued an interpretation and guidance addressing the application of the proxy rules to proxy voting advice businesses. &nbsp;<i>Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice</i>, 84 Fed. Reg. 47,416 (Sept. 10, 2019) (&ldquo;2019 Interpretation and Guidance&rdquo;).&nbsp; On July 22, 2020, the Commission adopted amendments to Rules 14a-1(l), 14a-2(b), a...