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ASIC bans former adviser following fraud conviction

Daily online news, analysis, feature articles, reports and business strategy geared to helping Australia s financial planners and advisers drive business growth

Sunshine coastBrett andrew gordonFinancial group pty ltdNational consumer credit protectionRefocus financial group ptyCorporations actNational consumer credit protection actAdministrative appeals tribunalJudge barlow

Ex-Queensland Adviser Banned After Fraud Conviction

Ex-Queensland Adviser Banned After Fraud Conviction
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Brett andrew gordonNational consumer credit protectionFinancial group pty ltdSunshine coastRefocus financial group ptyCorporations actNational consumer credit protection actAdministrative appeals tribunal

Qld adviser permanently banned after fraud conviction

A former financial adviser based in Sunshine Coast has been permanently banned by ASIC after being sentenced to six years imprisonment for fraud.

Western australiaSunshine coastBrett andrew gordonFinancial group pty ltdNational consumer credit protectionRefocus financial group ptyJudge barlowCorporations actNational consumer credit protection actAdministrative appeals tribunal

Former Qld adviser imprisoned after $625k SMSF fraud

A former Sunshine Coast adviser has been sentenced after pleading guilty to nine counts of fraud totalling $625k by withdrawing funds without authorisation from his clients’ SMSF accounts.

Sunshine coastBrett gordonDiverse capital management pty ltdConsultia super pty ltdSupreme courtFinancial group ptyInvestments commissionAustralian financial servicesMaroochydore district countRefocus financial group ptyAustralian securitiesJudge barlowCommonwealth directorPublic prosecutions

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