Daily Financial Regulation Update -- Saturday, March 4, 2023
Announcement Regarding Extension of EDGAR Filing Hours and Notice of End of Email Filing Option for Form 144…
Source: lexology.com
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Daily Financial Regulation Update -- Saturday, March 4, 2023 | Paul Hastings LLP
March 3, 2023 The Securities and Exchange Commission issued an announcement that the new filing deadline and other amendments are effective on March 20, 2023, and the Form 144...
Source: jdsupra.com
Statement Of CFTC Commissioner Summer K. Mersinger On Revision And Extension Of Staff No-Action Positions For Swaps Intended To Be Cleared
<p><span>I support the revised and extended staff no-action relief regarding swaps intended to be cleared (&ldquo;No-Action Relief&rdquo;).&nbsp;&nbsp;This expanded No-Action Relief appropriately recognizes the developments in the cleared swaps market in the decade following the issuance of the existing no-action positions in 2013, including the Commission&rsquo;s issuance of exemptions from registration to certain non-US clearing organizations and swap execution ...
Action Relief To Korea Exchange Core Value Of The Commission Agency Rule List Commodity Exchange Act Summerk Mersinger On Order Regarding Teraexchange See Regulatory Information Service Center
Source: mondovisione.com
Statement Of CFTC Commissioner Summer K. Mersinger Regarding CFTC Open Meeting On November 10, 2022
<p><span>Thank you to the Chairman for calling today&rsquo;s open meeting, my fellow commissioners for their engagement, and the staff of the Commodity Futures Trading Commission (CFTC or Commission) for their hard work and dedication in preparing the items that we are considering today.</span></p>
South Korea Us Congress Economist Office Division Of Clearing Market Participants Division Secretariat Office
Source: mondovisione.com
Statement Of CFTC Commissioner Summer K. Mersinger Regarding No-Action Relief To Korea Exchange
<p><span>I support the issuance of no-action relief to Korea Exchange (&ldquo;KRX&rdquo;), a foreign board of trade (&ldquo;FBOT&rdquo;), with respect to two futures contracts on the KOSPI 200, a security index comprised of 200 Korean stocks (the &ldquo;Contracts&rdquo;).</span></p>
United States South Korea Exchange Commission Commission Rule Division Of Market Oversight Action Letter To Korea Exchange Inc
Source: mondovisione.com