Financial Updates on Private Funds, FINRA, and SEC Regulations
Katten highlights key noteworthy developments potentially affecting financial markets and funds such as: sec's move to regulate private funds, 2022 examination priorities, sec and defi regulations, employee monitoring, and the cftc and retail markets.
New York United States Read New York Senate Bill Commodity Futures Trading Commission Exchange Commission Division Of Examinations
Source: natlawreview.com