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UBS to Pay $25m to Settle SEC Fraud Charges - Traders Magazine

The charges are related to complex Options Trading Strategy.

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Delaware advisor & employees guilty of multi-billion-dollar fraud

The United States Securities and Exchange Commission (SEC) reported this week that Florida and New Jersey residents working for a Delaware investment advisor misled investors in a multi-billion-dollar fraud scheme, while pocketing $550 million in fee

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SEC Charges Allianz Global Investors And Three Former Senior Portfolio Managers With Multibillion Dollar Securities Fraud - Allianz Global Investors Agrees To Pay More Than $1 Billion To Resolve SEC Charges

SEC Charges Allianz Global Investors And Three Former Senior Portfolio Managers With Multibillion Dollar Securities Fraud - Allianz Global Investors Agrees To Pay More Than $1 Billion To Resolve SEC Charges
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