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Chair Gensler Warns About Structured Investment Company Act Products - Commodities/Derivatives/Stock Exchanges

In a May 11, 2022 speech before the International Swaps and Derivatives Association's annual meeting, SEC 
Chair Gary Gensler called attention to the use of derivatives within structured and complex products.
International Swaps Division Of Examinations Derivatives Association Securities Act Chair Gensler Investment Management
Source: mondaq.com

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SEC Proposed Amendments For ESG Disclosures

The U.S. Securities and Exchange Commission SEC proposed amendments to existing rules and reporting forms1 designed to promote consistent, comparable, and reliable information for investors concerning the incorporation of environmental, social, and governance ESG factors.
Patricia Kowsmann Gary Gensler Division Of Examinations Fund Disclosure Division Of Examinations Risk Alert Apr Investment Company

SEC Proposed Amendments For ESG Disclosures

The U.S. Securities and Exchange Commission SEC proposed amendments to existing rules and reporting forms1 designed to promote consistent, comparable, and reliable information for investors concerning the incorporation of environmental, social, and governance ESG factors.
Patricia Kowsmann Gary Gensler Division Of Examinations Fund Disclosure Division Of Examinations Risk Alert Apr Investment Company

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