NFA SWAPS Compliance Training due 31 January 2021
Friday, January 8, 2021 Introduction By a Notice to Members dated 5 January 2021, the National Futures Association (NFA), the self-regulatory organization for the U.S. derivatives industry, reminded NFA members that their associated persons who are required to satisfy NFA’s Swaps Proficiency Requirements must do so by 31 January 2021. 1 Individuals who do not satisfy the Swaps Proficiency Requirements by 31 January 2021 will be unable to engage in swaps activities until they have ...
Caryj Meer Edgar Mkrtchian National Futures Association Proficiency Requirements Swaps Proficiency Requirements Swaps Market
Source: natlawreview.com