Page 2 - Rick Fleming News Today

<p><span>The Securities and Exchange Commission will hold a virtual event on April 28 along with the North American Securities Administrators Association (NASAA) and the AARP to examine the latest challenges and issues affecting the senior investor community.</span></p>

<p><span>The U.S. Securities and Exchange Commission is hosting a free virtual outreach event entitled, </span><a href="https://www.sec.gov/news/upcoming-events/2022-sec-investor-advocacy-clinic">Safeguarding the Golden Years: Avoiding Financial Fraud</a><span>, on Thursday, March 31, 2022 to help educate older adults and their caregivers on the unique challenges of investing in an increasingly complicated market.</span></p>

WASHINGTON, Jan 26 (Reuters) - A year after the "meme stock" rally humbled hedge funds and roiled Wall Street, U.S. regulators are studying ways to crack down on psychological prompts used by Robinhood Inc (HOOD.O) and other commission-free brokers to promote frequent stock trading on smartphone apps. The Securities and Exchange Commission (SEC) started scrutinizing…

Bipartisan Senate legislation to combat senior financial exploitation gives backers hope the measure could be approved by Congress this year.

/PRNewswire/ -- The Board of Directors of the National Organization of Social Security Claimants Representatives (NOSSCR) has elected Shareholder and lead...

/PRNewswire/ -- The Board of Directors of the National Organization of Social Security Claimants Representatives (NOSSCR) has elected Shareholder and lead...

Resources - What We Do And Don’t Know About The New COVID-19 Vaccination Mandates - Since President Biden’s announcement on September 9, 2021 of plans for...

The change in agency leadership has driven a clear change in focus and a new sense of urgency to act on key issues, some longstanding and others just emerging.

In remarks this week at SEC Speaks, SEC Investor Advocate Rick Fleming mused that the “gamification” of securities trading might pose an undue risk that exploits a potential loophole in...

At the Practising Law Institute's “SEC Speaks” conference, SEC Investor Advocate Rick Fleming worried gamification obscures Reg BI protections.