Biggest News Aggregation in the World
📰 Risk Analysis News

Page 24 - Risk Analysis News Today

Fast, Ad-Free News Updates

Stay updated with breaking news from Risk Analysis. Real-time updates on events, politics, business and more.

Statement On The Removal Of References To Credit Ratings From Regulation M, SEC Commissioner Caroline A. Crenshaw, June 7, 2023

<p><span>Credit rating agencies have been a feature of the securities markets since 1909, when John Moody began providing investors with credit information about railroad bonds, helping to finance the expansion of the railroad industry.</span></p>
John Moody Gary Gensler Group On Financial Investment Company Division Of Trading Division Of Economic

Statement On The Adoption Of Rules 9J-1 And 15fh-4(c), SEC Commissioner Caroline A. Crenshaw, June 7, 2023

<p><span>Thank you, Chair Gensler, and thank you to my fellow Commissioners. The need for increased regulatory oversight of the security-based swap market became abundantly clear following the 2008 financial crisis, in which security-based swaps played a central role.</span></p>
<p><span> </span></p>
Division Of Trading Division Of Economic Division Of Enforcement Chair Gensler Dodd Frank Wall Street Reform Consumer Protection Act

Stay Updated with Latest News

Get breaking news updates delivered to your inbox

Browse All News →

Statement On Rules Regarding Prohibitions Against Fraud, Manipulation, Or Deception In Connection With Security-Based Swaps And Against Undue Influence Over Chief Compliance Officers, SEC Commissioner Mark T. Uyeda, June 7, 2023

<p><span>Thank you, Chair Gensler.  The final rules under consideration are in regard to prohibitions against fraud, manipulation, or deception in connection with security-based swaps and also include a prohibition against undue influence over chief compliance officers.  The Adopting Release proclaims that the final rule “is designed to prevent fraud, manipulation, and deception in connection with effecting any transaction in, or attempting to effect any t...
Adopting Release Dodd Frank Act Risk Analysis General Counsel Prohibition Against Fraud Security Based Swaps

Statement On The Adoption Of Rule 939A Amendments to Regulation M, SEC Commissioner Mark T. Uyeda, June 7, 2023

<p><span>Thank you, Chair Gensler, and thank you to the staff for your presentation. Today, the Commission considers whether to adopt amendments to implement Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”).</span><span> Section 939A requires that the Commission remove references in its rules to credit ratings and to substitute alternative standards of credit worthiness. Today’s...
Division Of Investment Management Commission On Form Chair Gensler Dodd Frank Wall Street Reform Consumer Protection Act Dodd Frank Act

Explore More Categories

World News India News Business Technology Sports Entertainment Health Science