Page 33 - Risk Analysis News Today

Can organisations establish a strategy to address risk stemming from new security disclosures like Log4Shell. The 2023 OSSRA report findings underscore the reality of open source as the underlying... | February 22, 2023

Visa's strategy of devaluing data applies not just to its payment workflows but across the business. Visa Chief Risk Officer Paul Fabara shares more about this approach and four other cyber risk principles he follows.

The shortening of the settlement cycle from T+2 to T+1 will further promote investor protection.

In November 2022, the SEC published a proposal that would mandate “swing pricing” procedures for the purchase and redemption of shares of most open-end investment companies. The...

/PRNewswire/ -- The "Global Cell Line Development Market Outlook 2031" report has been added to ResearchAndMarkets.coms offering. The global cell line...

<p>Today, the Commission is considering whether to adopt amendments to important features of the clearing and settling process. I support this adoption because it will reduce latency, lower risk, and promote efficiency as well as greater liquidity in the markets.</p>
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<p><span>It has now been over two years since GameStop and other “meme” stocks brought market structure into the spotlight.</span><span> While the events of January 2021 are no longer front-page news, the issues that they highlighted related to market structure and retail investing are still front of mind for the SEC. Since then, the SEC has proposed new rules on a wide range of issues implicated in the GameStop events, including securities le...

<p><span>Thank you, Chair Gensler. Safeguarding client assets is at the heart of investor protection. Accordingly, I had anticipated supporting a proposal to amend the custody rule, which, after fourteen eventful years, deserves another update. Significant aspects of the proposed approach and its implementation timeline, however, raise such great questions about the rule’s workability and breadth that I cannot support today’s proposal. I look forward to hearing fr...

<p><span>Thank you, Chair Gensler. Today, the Commission considers rule amendments to shorten the settlement cycle for certain securities transactions from two business days to one business day after the trade date, a standard known as “T +1.”</span><span> The Commission is also considering requiring broker-dealers to either enter into written agreements, as specified in the rule, or establish, maintain, and enforce written policies and proced...

<p><span>Thank you, Chair Gensler. Section 223 of the Investment Advisers Act of 1940 (“Advisers Act”) was added in 2010 by the Dodd-Frank Wall Street Reform and Consumer Protection Act.</span><span> It is deceptively simple:</span></p>