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Indian-American SP Kothari, who played a key role in raising the profile of Securities and Exchange Commission as its chief economist and director of the Division of Economic and Risk Analysis (DERA), would leave SEC by the end of January. As Chief Economist, S P has raised the profile of the SEC, both domestically and internationally, on a range of topics affecting investors and our markets, including within the Presidents Working Group on Financial Markets, the Financial Stability Oversight...

FOR IMMEDIATE RELEASE Washington D.C., Dec. 22, 2020 — The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations.  In this role, Mr. Koretke will manage and lead Examinations’ business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology initiatives, and the provision of analytical ser...

Synopsis “As Chief Economist, S P has raised the profile of the SEC, both domestically and internationally, on a range of topics affecting investors and our markets, including within the Presidents Working Group on Financial Markets, the Financial Stability Oversight Council, and the Financial Stability Board,” said SEC Chairman Jay Clayton. Under his leadership, DERA engaged across the entire range of the agencys mission areas, including rulemaking, examination, and enforcement. WASHINGTON...

Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020 Date 21/12/2020 Today, the Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year.  I would like to sincerely thank the Committee members and the SEC staff for their hard work and very meaningful contributions to the Commission. As is evident from each of the annual staff reports on the Committee�...

Charles Koretke Named Managing Executive of Division of Examinations Washington, D.C.--(Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations. In this role, Mr. Koretke will manage and lead Examinations business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology in...

Statement On NYSE Primary Direct Listing Proposal, SEC Commissioner Elad L. Roisman, Dec. 22, 2020 Date 22/12/2020 While many aspects of our equity markets have long benefited from innovation, innovation has managed to elude, to any significant extent, the primary offering process.  Until today.  NYSE’s proposal would provide an alternative means for companies listed on their exchange to raise equity capital in our public markets.  I support the approval of the exchange’s proposed r...

Statement On The New Marketing Rule For Investment Advisers, SEC Commissioner Elad L. Roisman, Dec. 22, 2020 Date 22/12/2020 I am grateful to the staff of the Division of Investment Management (the “Division”) for working so hard to develop this final rule governing the way investment advisers advertise and market their investment advisory services and products.[1]  I would also like to extend my thanks to our staff in the Division of Economic and Risk Analysis and the Office of the G...

SEC: Charles Koretke Named Managing Executive Of Division Of Examinations Date 22/12/2020 The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations.  In this role, Mr. Koretke will manage and lead Examinations’ business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology initiatives, and the provision...

 E-Mail Concerns over infecting others play a greater role in peoples willingness to be vaccinated in sparsely populated areas than dense urban ones, according to newly published findings in the Proceedings of the National Academy of Sciences ( PNAS) of the United States. Researchers at the University of Illinois at Urbana-Champaign and the Annenberg Public Policy Center (APPC) of the University of Pennsylvania examined peoples behavior getting a flu vaccine as well as their future intentions...

S.P. Kothari To Conclude Tenure As SEC Chief Economist And Division Of Economic And Risk Analysis Director Date 21/12/2020 The Securities and Exchange Commission today announced that S.P. Kothari, Chief Economist and Director of the SEC’s Division of Economic and Risk Analysis, will conclude his tenure by the end of January. Since joining the SEC in March 2019, Dr. Kothari led the Division’s cadre of economists, data scientists, and other professionals in advancing the Commission’s m...