Self-Storage Real Estate Acquisitions and Sales: January 2022
Here’s an overview of self-storage real estate activity happening in January 2022.
Source: insideselfstorage.com
📰 Robert Cook News
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Brace for Impact: It's Going to be (Another) Busy Year for FINRA | Faegre Drinker Biddle & Reath LLP
F. Scott Fitzgerald said “There are only the pursued, the pursuing, the busy, and the tired.” FINRA may be all of these in 2022, as FINRA CEO Robert Cook announced FINRA’s laundry list...
Robert Cook F Scott Fitzgerald Faegre Drinker Biddle Reath Faegre Drinker Biddle Scott Fitzgerald Annual Exam
Source: jdsupra.com
FINRA To Prioritize Cryptocurrency, Options Account Paperwork, And Expungement Reform In 2022 - Technology
During a January 19, 2021, webinar with the SIFMA Compliance & Legal Society, FINRA president and CEO Robert Cook discussed with participants FINRA's priorities for 2022.
Robert Cook Public Investors Advocate Bar Association Compliance Legal Society Legal Society Regulatory Notice Regulatory Notices
Source: mondaq.com
FINRA to issue regulatory notice on cryptocurrency
CEO Robert Cook discussed the regulator’s priorities for 2022 as clients and the industry await action in three key areas.
United States Lisa Bragan Pearl Carr Kenneth Bentsen Robert Cook Public Investors Arbitration Bar Association Foundation
Source: financial-planning.com
Remembering Local World War II Heroes: Nathaniel Clifford, Robert Cook
Columnist Mike Richard writes about the fate of two men who were not Gardner natives and were killed just a few months apart during the war
Source: thegardnernews.com
Raymond James settles FINRA arbitration claim for $250K
Raymond James resolved a million-dollar arbitration claim that won’t appear on anyone’s BrokerCheck, thanks to the panel’s decision.
Source: financial-planning.com
Inexperienced Retail Investors Getting On Options Trading Bandwagon, Regulators Concerned
Increasing number of retail investors are getting in on the options trading trend with nifty apps that make trading seem easy and fun, while regulators consider enhancing their oversight on risky bets by amateur players.
John Foley Naveen Athrappully Robert Cook Options Clearing Corp Financial Industry Regulatory Authority Main Street
Source: theepochtimes.com
Economic development continues strong in NWI despite pandemic
The COVID-19 pandemic might be creating a few new challenges for economic development leaders in Northwest Indiana, but it doesnt seem to have slowed the Regions overall growth.
Source: nwitimes.com
Upscale apartment complex in LaPorte could nearly double in size
Flaherty & Collins Properties of Indianapolis plans to seek redevelopment tax credits from the state to help offset the cost of another 150 apartments the company is looking to build
Source: nwitimes.com
Merrill Lynch loses FINRA arbitration defamation case
An arbitrator ordered the minuscule payment despite taking the wirehouse to task in the ruling.
Source: financial-planning.com