Pushpa 2: The Rule Update - Expect The Teaser Of Allu Arjun's Film On This Date
We can't wait for the real deal
Source: ndtv.com
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United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date
The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.
Division Of Examinations Enforcement Division Enforcement Division Asset Management Unit Corey Schuster Risk Alert Examination Staff Risk Alerts
Source: mondaq.com
SEC Marketing Rule Update: Additional Focus Areas In Examinations - Securities
On June 8, 2023, the staff ("Staff") of the SEC's Division of Examinations ("Division") released a Risk Alert[1] ("Risk Alert"), alerting registered investment advisers ("Advisers") to additional...
Division Of Examinations Fund Advisers Risk Alert Marketing Rule September Risk Alert Should Assess Use
Source: mondaq.com