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Fidelity Management and Research Company fined Rs1 crore for operating without FPI licence

Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs1 crore on Fidelity Management & Research Company (FMRC) for flouting the FPI rules in the matter of Fidelity Investments Money Management (FIMM).

Sebi Slaps ₹1 Crore Penalty On Fidelity For Violating FPI Norms

In August 2021, designated depository participant JP Morgan Chase (JPMC) informed Sebi about the delay in intimation of change in material information of Fidelity Investments Money Management (FIMM).

Fidelity Management & Research Company rule breach: Sebi slaps Rs 1 crore penalty on Fidelity for violating FPI norms

In August 2021, designated depository participant JP Morgan Chase informed Sebi about the delay in intimation of change in material information of Fidelity Investments Money Management. Following this, Sebi conducted an examination regarding the delay in intimation of change in material information.

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