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Saudi financial market outperforms G20 counterparts: CMA

RIYADH: Saudi Arabia’s financial market led its counterparts in other G20 countries in 2022 in terms of shareholders’ rights and stock market capitalization as a percentage of gross domestic product, according to the Capital Market Authority. The shareholder’s rights as a percentage of GDP give a sense of the influence that they have on the economy, while the stock market
Ar Riya Saudi Arabia Wassim Alkhatib Abdullah Elkuwaiz Committee For The Resolution Of Securities Centers Regulations

SEC Revisits Regulation S-P After Twenty Years Of Innovation To Information Technology - Securities

On March 15, 2023, the U.S. Securities and Exchange Commission ("SEC") released its proposal to amend Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information...
Hesterm Peirce Exchange Commission Securities Exchange Division Of Examinations Development Companies National Securities Associations
Source: mondaq.com

iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI) Sees Strong Trading Volume

IShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI – Get Rating) shares saw strong trading volume on Monday . 701,352 shares were traded during mid-day trading, an increase of 523% from the previous session’s volume of 112,610 shares.The stock last traded at $91.04 and had previously closed at $91.64. iShares U.S. Broker-Dealers & Securities Exchanges […]
United States Dow Jones Corbyn Investment Management Inc Dealers Index Fund Star Investment Management Corp Company Profile

3,388 Shares in iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI) Bought by WealthOne LLC

WealthOne LLC bought a new position in shares of iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI – Get Rating) during the fourth quarter, Holdings Channel.com reports. The fund bought 3,388 shares of the company’s stock, valued at approximately $326,000. Other institutional investors and hedge funds have also recently bought and sold shares of the […]
United States Dow Jones Barometer Capital Management Inc Baird Financial Group Inc Flow Traders Star Investment Management Corp
Source: wkrb13.com

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Screaming Eagle Acquisition Corp. (NASDAQ:SCRMU) Shares Purchased by Spartan Fund Management Inc.

WealthOne LLC acquired a new stake in shares of iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI – Get Rating) during the 4th quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The firm acquired 3,388 shares of the company’s stock, valued at approximately $326,000. Several other hedge […]
United States Dow Jones Dealers Index Fund Baird Financial Group Inc Flow Traders Jpmorgan Chase Co

Well Done LLC Buys 6,262 Shares of iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI)

Well Done LLC grew its position in iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI – Get Rating) by 17.3% during the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The firm owned 42,434 shares of the company’s stock after acquiring an additional 6,262 shares during […]
United States Dow Jones Jpmorgan Chase Co Hudock Inc Exchange Commission Dealers Index Fund

SEC New Clawback Rules Conflate Insurance and Indemnification

SEC's recent adoption of rules requiring securities exchanges to adopt listing standards requiring listed companies to develop policies providing recovery of erroneously awarded incentive compensation. New Rule 10D-1b1v is short to the point: The issuer is prohibited from...
United States Corporation Law California Corporations Code Delaware General Corporation Securities And Exchange Commission Ew Sec Clawback Rules

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