Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Commission Mark T.…
After issuing two proposals, the Securities and Exchange Commission (SEC) adopted final rules (Final Rules) to establish its trading regime for security-based swaps (SBS) as required.
SEC Adopts Final Rules for Security Based Swaps natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.
US financial regulators Commodity Futures Trading Commission and Securities and Exchange Commission struggle with conceptualizing whether how and to what extent they can regulate intermediaries and the decentralized finance DeFi facilities that offer swap execution services.