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March 7, 2023
Each year, the SEC’s Division of Examinations (the “Division”) releases its priorities for the upcoming year, providing SEC registrants with a helpful tool to assist in managing,...
April 20, 2022
Each year, the SEC’s Division of Examinations (the “Division”) releases its priorities for the upcoming year, providing SEC registrants with a helpful tool to assist in managing,...
April 19, 2022
On March 30, 2022, the SEC's Division of Examinations (the "Division") released its 2022 examination priorities (the 
"Priorities").
April 13, 2022
On March 30, 2022, the U.S. Securities and Exchange Commission Division of Examinations (the "Division") released its annual list of examination priorities for 2022