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November 8, 2022
Investegate announcements from Diebold Nixdorf, Incorporated, Release according to Article 50 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
November 8, 2022
EQS Post-admission Duties announcement: Diebold Nixdorf, Incorporated / Third country release according to Article 50 Para. 1, No. 2 of the WpHG [the German Securities Trading Act] Diebold Nixdorf, Incorporated: Release according to Article 50 of the WpHG [the German Securities Trading Act] with...
November 8, 2022
The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.
November 3, 2022
On September 27, 2022, U.S. District Judge Kevin McNulty of the District of New Jersey dismissed a consolidated derivative action allegedly brought on behalf of Cognizant Technology...
November 1, 2022
Earlier this year in Jarkesy v. SEC, a split panel of the Fifth Circuit Court of Appeals ruled that the Constitution prohibits in-house Securities and Exchange Commission (SEC)...
November 1, 2022
The Supreme Court’s final sitting of 2017 begins this week, and the justices will hear oral arguments in a number of high-profile cases involving the Fourth Amendment, free speech and religious liberty, federalism, and property rights. Here’s a look at the cases coming up. Property Rights of Patent Holders
October 28, 2022
The U.S. Court of Appeals for the Fifth Circuit recently denied rehearing en banc in Jarkesy v. Securities and Exchange Commission, a case with significant implications for the use of...
October 27, 2022
Unlike civil forfeiture, U.S. criminal forfeiture laws have never been reformed at the federal level. Congressman Henry Hyde (R–IL), who served as chairman of the House Committee on the Judiciary from January 1995 to January 2001, decided to focus solely on civil forfeiture reform—a decision made to avoid a new round of fights with the Department of Justice (DOJ) that would have held up enactment of Hyde’s reform bill, the Civil Asset Forfeiture Reform Act of 2000 (CAFRA).[1]
October 24, 2022
Financial Industry Regulatory Authority FINRA non-profit Delaware corporation. Formed by combination of National Association of Securities Dealers Inc regulatory arm of New York Stock Exchange Inc FINRA self regulatory organization primarily regulates securities broker-dealers
October 21, 2022
The U.S. dollar is soaring against other currencies, adding to fears of a global financial meltdown. When that happened in 1985, governments took action. Could that happen today?