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June 10, 2022
On Wednesday, in an Expert Forum sponsored by Cornerstone Research, Stanford professor and former SEC Commissioner Joe Grundfest and Vice Chair and Chief Legal Officer of Millennium...
June 8, 2022
If the decision stands, it would severally hamper the SEC’s enforcement efforts in in the Fifth Circuit which includes Texas, Louisiana, and Mississippi, effectively preventing the agency from using its established mechanisms to issue civil penalties in those states.
June 7, 2022
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month,...
June 7, 2022
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments...
June 6, 2022
The constitutional spotlight is shining on the U.S. Securities and Exchange Commission (SEC). In the last several weeks, the U.S. Supreme Court agreed to hear a case seeking broader federal jurisdiction...
June 6, 2022
The Securities and Exchange Commission’s (SEC) proposed rules to mandate climate-related disclosures from companies abridge freedom of speech ...
June 5, 2022
Competing political narratives about gun violence have not satisfied the yearning for justice after the Uvalde tragedy. Our resident humanities scholar offers four propositions to help us think through a uniquely American and polarizing problem.
June 4, 2022
The U.S. Court of Appeals for the Fifth Circuit recently issued an opinion in a securities fraud case that declared several aspects of the SEC’s enforcement regime to be...
June 2, 2022
Our Securities Litigation Group examines a pair of cases—at the Fifth Circuit and Supreme Court—that could determine the constitutionality of the Securities and Exchange Commission’s...
June 1, 2022
With the Supreme Court’s October 2021 Term winding down, we thought we’d check in on the cases from the Federal Circuit where the Supreme Court called for the views of the Solicitor...