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How SEC's Private Fund Rules Will Affect Use of Side Letters | DarrowEverett LLP

October 24, 2023

Recent client alerts have provided an overview of the new “private fund rules” adopted in late August by the U.S. Securities and Exchange Commission (SEC). These rules apply, subject to...

Fund Context Exchange Commission Preferential Treatment Rule Restricted Activities Rule Side Letter Private Fund

Source: jdsupra.com

Genenta Science S p A : Consolidated Statements of Operations and Comprehensive Loss - Form 6-K -October 20, 2023 at 04:55 pm EDT

October 20, 2023

Genenta Science S.p.A. Consolidated Statements of Operations and Comprehensive Loss Six Months Ended June...

United States Bernhard Gentner Richard Slansky Carlo Russo Imposta Sul Valore Aggiunto Institut Pasteur

Source: marketscreener.com

3 Growth Stocks To Make You The Millionaire Next Door: October Edition

October 12, 2023

These growth stocks will make you a millionaire next door as prime growth opportunities are evident throughout this research.

Dato Victor Hoo Strategy Master Fund African Crypto Exchange Yellow Card Nasdaq Composite Polar Multi Strategy Master Fund Side Letter

Source: investorplace.com

Updated: Ocean Biomedical Announces Non-Dilutive Amendment to Existing Agreement with Polar Multi-Strategy Master Fund - Ocean Biomedical (NASDAQ:OCEA)

October 4, 2023

Providence, RI, Oct. 04, 2023 (GLOBE NEWSWIRE) -- Ocean Biomedical, Inc. (NASDAQ:OCEA) announces that the company and Polar Multi-Strategy Master Fund (Polar) entered into a Side Letter related to the Forward Purchase

United States Kevin Kertscher Chirinjeev Kathuria Ocean Biomedical Inc Strategy Master Fund Polar Communications Director

Source: benzinga.com

Updated: Ocean Biomedical Announces Non-Dilutive Amendment

October 4, 2023

Providence, RI, Oct. 04, 2023 (GLOBE NEWSWIRE) -- Ocean Biomedical, Inc. (NASDAQ: OCEA) announces that the company and Polar Multi-Strategy Master Fund...

United States Kevin Kertscher Chirinjeev Kathuria Ocean Biomedical Inc Communications Director Strategy Master Fund Polar

Source: globenewswire.com

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Serina Therapeutics and AgeX Therapeutics Enter into Merger Agreement

August 30, 2023

Merger to result in NYSE American-listed company focused on developing therapeutics based on Serina’s proprietary POZ Platform™ delivery technology Lead program of the combined company will...

United States J Milton Harris Milton Harris Randall Moreadith Joannem Hackett Gregory Bailey

Source: marketscreener.com

Breda O'Keeffe v Richard Collins: RTÉ CFOs at odds over responsibility for Tubridy pay scandal

August 16, 2023

Former RTÉ finance boss Breda O’Keeffe has blamed current RTÉ chief financial officer Richard Collins for the accounting treatment of the €120,000 exit fee to top presenter Ryan Tubridy.

Paul Jacobs Grant Thornton Side Letter Gabija Gataveckaite

Source: independent.ie