Page 5 - Smith Inc News Today

The Securities and Exchange Commission has reached a settlement with 16 Wall Street firms over failures to maintain and preserve electronic communications.

The banks and brokerages were fined because employees were messaging and texting with clients without recording the communications, as required. And some of the firms' execs lied about it and deleted messages.

The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications.

For 2022, 61 employers made the winners list. Energage invited 1,299 organizations to participate, and they were eligible provided they had 50 or more employees in the Greater Hartford area.

Tamaqua will hold its 26th annual Athletic Hall of Fame induction ceremony prior to Friday’s football game against Salisbury. Members of the 2022 class are Aaron Frantz, Dr. Margaret Benny Klimek, Tan...

Five MSU researchers are part of the team that received a $1.2M grant from the Federal Aviation Administration and the Gerald R. Ford International Airport.

US Patent & Trademark Office issued Examination Guide 1-22, Clarification of Examination Evidentiary Standard for Marks Refused as Generic, which amends PTO stance on appropriate evidentiary burden for examining attorneys refusing registration based on genericness.

The US Patent & Trademark Office (PTO) recently issued Examination Guide 1-22, Clarification of Examination Evidentiary Standard for Marks Refused as Generic (Guide 1-22), which amends...

Retirement may no longer be the end goal it once was for a growing number of older workers. Read more.

From 2015 to 2017, the U.S. Securities and Exchange Commission (SEC) announced a series of settlements with employers in which the SEC adopted a strict interpretation of the...