📰 Specific Exemptions News
Specific Exemptions News Today
Fast, Ad-Free News Updates
Stay updated with breaking news from Specific Exemptions. Real-time updates on events, politics, business and more.
April 18, 2022
On March 28, 2022, the Securities and Exchange Commission announced proposed changes to Exchange Act Rules that would expand the scope of which market participants the SEC considers to...
April 12, 2022
On March 28, 2022, the US Securities and Exchange Commission (SEC) proposed rules (Proposing Release) that would require securities market participants that engage in dealer-like...
April 6, 2022
SEC has proposed two new rules that, if adopted, would dramatically expand who may be considered a dealer or a government securities dealer under the Securities Exchange Act of 1934, as amended the Exchange Act, and be required to register in such capacity.
April 6, 2022
Key Points - - New proposed SEC rules would expand who may be considered a dealer or a government securities dealer under the Securities Exchange Act of 1934. ...