The wirehouse fabricated the terms of its recruiting bonus loan and client churning allegations against Anil Bhandari, he said in his first interview on the case.
Grove Point Financial, a boutique independent broker-dealer and registered investment adviser platform in Rockville, appointed Mark Weinstein as vice president of business development covering the Eastern region. With more than 16 years of industry experience, Weinstein has helped more than 1,000 advisers explore independence. He will be responsible for overseeing the full spectrum of recruiting, ...