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May 9, 2023
/PRNewswire/ -- StartEngine has officially acquired assets of fellow equity crowdfunding platform, SeedInvest, from Pluto Holdings, LLC, an affiliate of Circle...
May 6, 2023
AltSchool’s $3 million crowdfunding campaign, has raised concerns about the legality of such alternative funding avenues.
April 13, 2023
/PRNewswire/ -- Drink Monday, award-winning non-alcoholic beverage brand, is pleased to announce the launch of their $3M capital raise, with the debut of their...
July 20, 2022
SwitchBin, Inc., the company bringing automation to the retailing of smartphones and other connected devices announces first Regulation Crowdfunding Raise on...
July 5, 2022
Mexigin, the worlds first dark spiced gin, announced they have been selected by StartEngine Capital LLC to kick off their first Regulation Crowdfunding raise today on the equity crowdfunding platform StartEngine. StartEngine was founded by Howard Marks, the co-founder of Activision and was joined by the respected businessman and Shark Tank Television judge Kevin OLeary as StartEngines Strategic Advisor and Investor. After being accepted onto the StartEngine platform, Mexigin, Inc. is now filed w...
June 30, 2022
/PRNewswire/ -- Mexigin®, the worlds first dark spiced gin, announced they have been selected by StartEngine Capital LLC to kick off their first Regulation...
June 16, 2022
FINRA enforcement arm policed crowdfunding misconduct, trading volume overstatements. Recent managed options trading strategy arbitrations continue. FINRA followed through initiatives on restricted firm designations, complex products, broker-dealer complaint expungement.
June 16, 2022
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
May 12, 2022
On May 4, 2022, FINRA announced that it had fined two FINRA-registered funding portals a combined $1.75 million for failing to comply with securities laws and rules designed to protect...
April 20, 2022
/PRNewswire/ -- SmartTab is a digital health startup and is continuing its healthtech innovation through patient-centered drug delivery with an upcoming...