Page 7 - Structured Alpha News Today

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month...

Aon's investment consulting unit has been beset with a long-running lawsuit as well as potentially more to come from another client.

Buyer Voya sees immediate cash accretion & margin boost on new scale & global distribution.

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month,...

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments...

Blue Cross and Blue Shield's pension committee and Aon Investments USA sued each other over investments with collapsed Allianz Structured Alpha funds.

On May 17, 2022, the U.S. Department of Justice (“DOJ”) and the U.S. Securities and Exchange Commission (“SEC”) announced parallel resolutions with a registered investment advisor (the...

Allianz has been hit with a more than $6bn fine over fraudulent conduct within its US asset management unit

Following an SEC settlement, most of the U.S. business of Allianz Global Investors will transfer to Voya Investment Management.

/PRNewswire/ -- Markov Processes International, Inc. ("MPI"), a leading independent FinTech provider of software and services for analyzing investment...