Manhattan U.S. District Judge Andrew L. Carter Jr. on Thursday told Archegos founder Sung Kook "Bill" Hwang that he cannot preside over charges that Hwang engaged in a major fraud on Wall Street, disclosing that he holds shares of purported victim bank JPMorgan Chase.
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month,.
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, .
Headlines; Archegos Executives Charged With Conspiring To Defraud Banks Out of Billions,Hwang and Halligan lied to market participants about the fund’s portfolio.Los Angeles Medical Testing Company Settles Claims Over Fake COVID Results, Covid Loan Fraud New York City
Archegos Executives Charged With Conspiring To Defraud Banks Out of Billions - On Wednesday, April 27, 2022, the US Attorney’s Office for the Southern District of New York.