On 16 May 2024, the Securities and Exchange Commission (SEC) adopted amendments (amendments) to Regulation S-P representing the first major changes to Regulation S-P since its initial.
Securities Exchange SEC adopts amendments to Regulation S-P to impose significant new privacy-related protections and obligations including Incident response program
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On May 15, the Securities and Exchange Commission adopted amendments to Regulation S-P, which covers broker-dealers, registered investment advisors (RIAs), and investment companies (funds).
SEC adopts amendments to Regulation S-P to address risks associated with the expanded use of technology | A&O Shearman jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.