Richard Griffiths and controlled entities (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. N/A Use a separate form for each offeree Talk Talk Telecom Group Plc (d) If an exempt fund manager connected with an offeree, state this and specify identity of offeree: N/A For an opening position disclosure, state the latest practicable date prior to the disclosure 3 February 2021 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
A
Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient: 1. Obtains access to the information in a personal capacity; 2. Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services; 3. Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body; 4. Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Richard Griffiths and controlled entities (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. N/A Use a separate form for each offeree Talk Talk Telecom Group Plc (d) If an exempt fund manager connected with an offeree, state this and specify identity of offeree: N/A For an opening position disclosure, state the latest practicable date prior to the disclosure 6 January 2021 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?