Page 2 - Testimony Before News Today

The U.S. Securities and Exchange Commission proposed new rules and amendments to existing rules addressing cybersecurity risk management under the Investment Advisers Act of 1940, as amended and the Investment Company Act of 1940, as amended.

The U.S. Securities and Exchange Commission proposed new rules and amendments to existing rules addressing cybersecurity risk management under the Investment Advisers Act of 1940, as amended and the Investment Company Act of 1940, as amended.

On 9 February 2022, the U.S. Securities and Exchange Commission (the SEC) proposed new rules and amendments to existing rules (together, the Proposed Rules) addressing cybersecurity...

Over a two week period at the end of January and beginning of February, the U.S. Securities and Exchange Commission (“SEC” or “Commission”) proposed new rules and rule amendments that...

This report provides a snapshot of the US Executive Branch priorities via daily schedules and the prior day's press releases.

On January 26, the SEC approved proposed amendments to Investment Advisers Act Rule 204(b)-1 and Form PF to require prompt reporting of certain extraordinary events that may signal...

Securities and Exchange Commission Chair Gary Gensler addressed the Institutional Limited Partners Association (ILPA) Summit on November 10, 2021. During his remarks, he outlined a...

Officials

After a period of astounding growth in the special purpose acquisition company (SPAC) market, FINRA recently joined the SEC in announcing further scrutiny of broker-dealers and their...

Tokenization - Tokenization limits the exposure of sensitive information and makes digital transactions more secure. Whether people realize it or not, millions of...