CapWealth Advisors, LLC, Timothy J. Pagliara, and Timothy R. Murphy (Release No. LR-24985; Dec. 15, 2020)
Litigation Release No. 24985 / December 15, 2020 Securities and Exchange Commission v. CapWealth Advisors, LLC, Timothy J. Pagliara, and Timothy R. Murphy, Civil Action No. 3:20-cv-01064 (M.D. Tenn. filed December 11, 2020) The Securities and Exchange Commission today charged Franklin, Tennessee-based registered investment adviser CapWealth Advisors, LLC, its principal, Timothy J. Pagliara, and an advisory representative, Timothy R. Murphy, in connection with their mutual fund share class selec...
Source: sec.gov