Page 2 - Transparency Services News Today

Transparency plays a central role in promoting the fairness and efficiency of U.S. markets, lowering transaction costs, leveling the playing field and enhancing public trust in our markets. And the data market transparency provides serves as the lifeblood of FINRA's surveillance program. On this episode, we hear about FINRA's historical commitment to market transparency and how it has impacted FINRA's regulatory regime.

Traders Magazine 0 Shares Tradeweb Markets, a global operator of electronic marketplaces for rates, credit, equities and money markets, appointed Murray Roos to the company’s Board of Directors effective March 19. He succeeds Debra Walton, who will be stepping down from the Tradeweb board. Roos is Group Head of Capital Markets, London Stock Exchange Group and a member of the group’s executive committee. Prior to joining LSEG in 2020, Mr. Roos was Global Co-Head of Equities at Citigroup ...

Traders Magazine 0 Shares InvestX, an investment platform that empowers broker-dealers and advisors to invest and trade in pre-IPO companies through a centralized marketplace, appointed Brian Schaeffer as Managing Director, Head of Business Development. A 20+ year capital markets veteran, Schaeffer was most recently Founder and President of Clearpool Group, an algorithmic trading platform that was purchased by Bank of Montreal in April 2020. He began his career from the ground up as a tradi...

12/15/2020 | Press release | Distributed by Public on 12/15/2020 12:07 FINRA Appoints Scott W. Anderson as Head of Market Regulation and Transparency Services WASHINGTON-FINRA announced today that it has appointed Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Anderson began his career at NASD, FINRAs predecessor organization, and has 25 years of experience working on complex legal and compliance matters relating to the regulation of secur...

FINRA Appoints Scott W. Anderson As Head Of Market Regulation And Transparency Services Date 15/12/2020 FINRA announced today that it has appointed Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Anderson began his career at NASD, FINRA’s predecessor organization, and has 25 years of experience working on complex legal and compliance matters relating to the regulation of securities markets. He will join FINRA on Jan. 25, report to Pr...