Biggest News Aggregation in the World
📰 Under Reg News

Under Reg News Today

Fast, Ad-Free News Updates

Stay updated with breaking news from Under Reg. Real-time updates on events, politics, business and more.

Investor Protection In The Age Of Gamification: Game Over For Regulation Best Interest? Rick Fleming Investor Advocate, Washington D.C., Oct. 13, 2021, Remarks At SEC Speaks

<p><span>Welcome back to Day 2 of SEC Speaks. It is good to be with you all, and I look forward to seeing everyone again in person soon.</span></p>
Tracey Mcneil Investor Education Foundation Investor Advisory Committee Office Of The Investor Investor Protection Chair Gensler

Stay Updated with Latest News

Get breaking news updates delivered to your inbox

Browse All News →

Market Structure? - Traders Magazine

Traders Magazine By Lou Pastina, Global Markets Advisory Group Gary Gensler, the newly minted Chair of the Securities and Exchange Commission, testified recently that he will seek a deep dive into the market structure of the United States Equity Markets.  My question is, does anyone really care anymore? It was early in the new millennium that the Commission – fresh from Nasdaq scandals and the introduction of competition with new alternative trading systems – enacted Regulation NMS. Buy...
United States Gary Gensler Exchange Commission Market Structure Committee Global Markets Advisory Group Lou Pastina

Securities Safety Check for New TV Series "Unicorn Hunters" | Farrell Fritz, P.C.

A new reality streaming television series called Unicorn Hunters debuts tonight in which startups will pitch to a panel that includes Apple co-founder Steve Wozniak, and the panelists after some grilling of the entrepreneurs will make decisions on whether or not to invest, similar to Shark Tank.  But unlike the couch potato viewers of Shark Tank, viewers of Unicorn Hunters will also be given the opportunity to invest in the presenting companies, which raises some pretty interesting secur...
Steve Wozniak Scott Livingston Exchange Commission Shark Tank Unicorn Hunters Unicorn Hunter

Tier 2 Regulation A Offerings – Is Your Company Ready for a Mini-IPO? | Locke Lord LLP

To embed, copy and paste the code into your website or blog: The amount of capital that companies can raise in a Regulation A (also known as a “Reg A+”) offering increased to $75 million annually, effective as of March 15, 2021. With the new offering limit, Tier 2 Reg A+ offerings, often called mini-IPOs, can boost an issuer’s capital and simultaneously raise market awareness of its brand and products. By increasing the offering limit, issuers may better absorb fixed offering costs, as th...
Exchange Or Platform Trading Locke Lord Securities Exchange Jumpstart Our Business Startups Act Designated Advisor Offering Circular

Explore More Categories

World News India News Business Technology Sports Entertainment Health Science