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SEC Investment Advisers Off-Channel Business Communications

Securities and Exchange Commission has been focused on use of personal devices by employees of Wall Street banks to conduct company business. SEC investigations have focused on whether banks complied with requirement that they preserve communications that relate to business.
Gary Gensler Exchange Commission Securities Exchange Wall Street Securities Exchange Act Under Section

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NLRB Updates Approach to Injunction Actions

NLRB announced regions will now seek to settle Section 10j aspect of cases warranting interim relief when efforts to settle administrative case are unsuccessful. Charged parties will be given opportunity to voluntarily agree to interim agreement that includes remedies.
Jennifer Abruzzo National Labor Relations Board National Labor Relations Injunction Litigation Branch Under Section National Labor Relations Act

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