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Page 3 - United States Securities Law News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Reunion Neuroscience : NOTICE OF SPECIAL MEETING OF SHAREHOLDERS - Form 6-K

NOTICE OF SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JULY 12, 2023 AND MANAGEMENT INFORMATION CIRCULAR JUNE 13, 2023 . | June 20, 2023

District of columbiaUnited statesPrince edward islandProvince of ontarioUnited kingdomFred grossmanMujeeb jafferiNathan brysonHannah youngWilmer cutler pickering haleHelen boudreauBarry fishmanWilliama bortolinAnsbert gadickeRobert alexanderAaron sonshine

How a Custodial Brokerage Account Can Help You Invest for Your Kids Future Now

Depositing money into a custodial brokerage account could give your child a head start.

Td ameritradeUnion bankUniform giftMinors actUniform transferMerrill edgeInvestor junkieTax avoidanceTaxation in the united statesTd ameritradeCustodial accountOcial issuesUnited states securities lawMerrill edge529 planNiform transfers to minors act

Alvin Bragg Diagnoses The Uptick in Crime In NYC During COVID

The Manhattan D.A. points to pre-existing conditions for the rise in crime and proposes some solutions.

New yorkUnited statesDistrict attorneyAlvin braggUsical groupsUptick ruleAlvin and the chipmunksUnited states securities lawStock marketHe root

National Adjudicatory Council Enhances FINRAs Sanction Guidelines

Revisions to the Sanction Guidelines Create New Fine Ranges Specific to Firm Sizes and Individuals, Reflect FINRA’s Enforcement Priorities.

United statesAlan lawheadJessica hopperNational adjudicatory councilDepartment of enforcementFirm sizesSanction guidelinesExecutive vice presidentAssociate general counselRegulatory noticeFinancial industry regulatory authorityFinancial servicesSecurities regulation in the united statesUs securities and exchange commissionUnited states securities lawUs federal agency

Reminder - FINRA Data Feeds Protocol and Retransmission Changes (TDDS 2 1)

As previously announced, FINRA is introducing changes to the current Trade Data Dissemination Service (TDDS 2.0).

Trading servicesData dissemination serviceTrade data dissemination serviceCounter reporting facilityMulticast addressesDisaster recoveryFinancial industry regulatory authorityFinancial servicesUnited states securities lawUs federal agencyTransmission control protocol

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